Our Services

Comprehensive Wealth Management

Our mission is to be your go-to support system for comprehensive wealth management. With extensive resources and a dedicated team of specialized professionals, we provide everything you need to clarify your goals, organize your financial world, and plan for your future.

Investment Planning

  • Portfolio Management & Risk Analysis
  • Asset Allocation & Diversification
  • Concentrated Stock Analyses
  • Investment Risk Control Strategy
  • Second Opinion reviews
  • Portfolio Stress-Testing

Retirement Planning

  • Retirement Goal Setting
  • Social Security Analysis
  • Business Planning
  • IRA Contributions & Conversion
  • 401(k) Management & Employer Sponsored Plans
  • Annuities & Pensions
  • RMDs & Withdrawal Strategies

Estate Planning & Philanthropy

  • Charitable Giving
  • Asset Preservation Analysis

Risk Management & Insurance

  • Review of Existing Policies
  • Life Insurance Needs
  • Long Term Care Insurance
  • Disability Insurance
  • Liability Coverage

Cash Flow & Budgeting

  • Cash Flow Analysis
  • Expenses & Budgeting
  • Debt Management
  • Planned Purchases
  • Emergency Savings
  • Mortgage Review

Family Services

  • College Savings Planning
  • 529 College Savings Plans
  • Roth IRAs for Children
  • Gifting
  • Elderly Planning
  • Legacy Planning

Corporate Executive Services

  • Single Stock Strategies
  • Restricted Stock/Rule 144 Transactions
  • 10b5-1 Sales Plan Design and Execution
  • Stock Option Finance and Planning
  • Affiliate Equity Shelf Programs for Selling Large Blocks of Stock
  • Cashless Stock Option Exercise and Sale

Execution Services for Corporations

  • At-The-Market Offerings
  • Open Market Share Repurchase Programs
  • Agency Retail Block Placements
  • Principal Block Bids
  • Equity Compensation Plan Solutions: Software and Execution Platform
  • Fixed Income Investments
  • Private Equity Distributions and Block Placements
  • Strategic Accumulations of Public Target Company's Equity